David Matthew Thomson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VWM Consulting Limited

    FRN 401041

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 14. Managing investments
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [PRA CF] Key function holder (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2025)
    • CF10 Compliance Oversight (5 Dec 2019 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Jul 2010 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (10 Jan 2008 to 1 Aug 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (AR) (16 Aug 2007 to 26 Feb 2014)
    • CF27 Investment Management (15 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Dec 2006 to 31 Oct 2007)
    • CF1 Director (14 Dec 2006 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (14 Dec 2006 to 31 Oct 2007)
  • VWM Wealth Management Ltd (no longer approved here)

    FRN 471621

    • Employed By (16 Aug 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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