David Matthew Proud

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc (no longer approved here)
FRN 121882
- [FCA CF] Client dealing (7 Mar 2016 to 16 Sep 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Sep 2021)
- CF30 Customer (6 Sep 2011 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 16 Oct 2004)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (11 May 2005 to 15 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.