Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 30 Apr 2024)
    • CF3 Chief Executive (AR) (since 15 Nov 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF4 Partner (AR) (since 5 Jul 2017)
    • CF30 Customer (since 24 Jan 2014)
    • CF4 Partner (24 Jan 2014 to 8 Dec 2019)
    • CF3 Chief Executive (24 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Jan 2014 to 23 Jun 2017)
    • (6)Employed By (since 29 Jun 2017)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • CF4 Partner (AR) (20 Sep 2013 to 23 Jan 2014)
    • CF30 Customer (20 Sep 2013 to 8 May 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (25 Aug 2010 to 24 Aug 2012)
    • CF21 Investment Adviser (28 Oct 2002 to 29 Mar 2006)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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