Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castle Financial LLP (no longer approved here)

    FRN 461356

    • CF30 Customer (1 Nov 2007 to 29 Nov 2012)
    • CF10 Compliance Oversight (26 Jan 2007 to 29 Nov 2012)
    • CF11 Money Laundering Reporting (26 Jan 2007 to 31 Oct 2015)
    • CF21 Investment Adviser (26 Jan 2007 to 31 Oct 2007)
    • CF4 Partner (26 Jan 2007 to 31 Oct 2015)
  • Castle Financial Management (no longer approved here)

    FRN 192553

    • Employed By (11 Mar 2004 to 27 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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