David Martin Buckle

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Budge and Company Limited (no longer approved here)

    FRN 133515

    • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
    • CF11 Money Laundering Reporting (24 Sep 2007 to 1 Jul 2009)
    • Responsible for Insurance Mediation (24 Sep 2007 to 1 Jul 2009)
    • CF10 Compliance Oversight (24 Sep 2007 to 1 Jul 2009)
    • CF1 Director (9 Feb 2007 to 1 Jul 2009)
    • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (9 Feb 2007 to 31 Oct 2007)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF1 Director (1 Dec 2001 to 4 Aug 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.