David Martin Allen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Significant management (31 May 2024 to 3 Jan 2025)
    • [FCA CF] Manager of certification employee (24 Dec 2021 to 3 Jan 2025)
    • [FCA CF] Material risk taker (24 Dec 2021 to 3 Jan 2025)
    • [FCA CF] Client dealing (24 Dec 2021 to 3 Jan 2025)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Client dealing (24 Dec 2021 to 31 May 2024)
    • [FCA CF] Manager of certification employee (24 Dec 2021 to 31 May 2024)
    • [FCA CF] Material risk taker (24 Dec 2021 to 31 May 2024)
  • InfraBridge Investors (UK) Limited (no longer approved here)

    FRN 452656

    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2020)
    • CF1 Director (15 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (18 Jul 2016 to 8 Dec 2019)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF29 Significant management (1 Nov 2007 to 30 Jan 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Oct 2007 to 31 Oct 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF29 Significant management (1 Nov 2007 to 3 Feb 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Oct 2007 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF29 Significant management (1 Nov 2007 to 30 Jan 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Oct 2007 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF29 Significant management (1 Nov 2007 to 30 Jan 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.