David Marlborough

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Global Services SE

    FRN 829966

    • [FCA CF] Manager of certification employee (since 22 Dec 2025)
    • SMF4 Chief Risk (14 Jun 2023 to 22 Dec 2025)
    • [FCA CF] Material risk taker (10 May 2023 to 14 Jun 2023)
  • The Northern Trust Company

    FRN 122020

    • SMF4 Chief Risk (since 14 Jun 2023)
    • [FCA CF] Material risk taker (10 May 2023 to 14 Jun 2023)
    • SMF4 Chief Risk (7 Mar 2016 to 1 Dec 2020)
    • CF28 Systems and controls (9 Oct 2012 to 6 Mar 2016)
  • Northern Trust Securities LLP

    FRN 465131

    • [FCA CF] Significant management (since 10 May 2023)
    • [FCA CF] Material risk taker (since 10 May 2023)
    • [FCA CF] Manager of certification employee (1 Mar 2020 to 1 Dec 2020)
    • [FCA CF] Material risk taker (1 Mar 2020 to 1 Dec 2020)
    • [FCA CF] Significant management (1 Mar 2020 to 1 Dec 2020)
    • CF28 Systems and controls (1 May 2016 to 8 Dec 2019)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF1 Director (6 Mar 2013 to 16 Jun 2016)
    • CF28 Systems and controls (9 Oct 2012 to 16 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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