David Marks

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Material risk taker (22 Feb 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (22 Feb 2021 to 5 Jul 2023)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (28 Feb 2018 to 4 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
    • CF21 Investment Adviser (29 Jan 2002 to 30 Dec 2002)
    • CF22 Investment Adviser (Trainee) (29 Jan 2002 to 29 Jan 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 5 Jul 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jan 2002 to 29 Jan 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 5 Jul 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Jul 2023)
    • CF30 Customer (13 Feb 2013 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jan 2002 to 29 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.