David Mark Walker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thomson Cooper (no longer approved here)

    FRN 104673

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2021)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 30 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 1 Aug 2011)
    • Responsible for Insurance Mediation (2 Aug 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Apr 2012)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.