David Mark Stephens

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (20 Nov 2008 to 1 Jul 2013)
  • Principality Building Society (no longer approved here)

    FRN 155998

    • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
    • CF21 Investment Adviser (6 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Aug 2005 to 6 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.