David Mark Shaw

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shard Capital Partners LLP

    FRN 538762

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 8 Mar 2021)
    • CF4 Partner (6 Jul 2016 to 31 Dec 2016)
    • CF30 Customer (21 May 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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