David Mark Newborough

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FRIAR GATE INDEPENDENT FINANCIAL SERVICES LIMITED
FRN 401484
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (22 Sep 2008 to 8 Dec 2019)
- CF1 Director (24 May 2006 to 8 Dec 2019)
Tower Insurance Brokers Ltd (no longer approved here)
FRN 805562
- CF2 Non Executive Director (AR) (4 May 2023 to 31 Jul 2025)
NACFB Mutual Limited (no longer approved here)
FRN 975191
- (3)Employed By (4 May 2023 to 31 Jul 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.