Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (3 Jun 2020 to 19 May 2021)
    • [FCA CF] Material risk taker (5 Jun 2018 to 19 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (5 Jun 2018 to 19 May 2021)
    • CF14 Risk Assessment (1 Dec 2001 to 27 Feb 2004)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (5 Jun 2018 to 2 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (5 Jun 2018 to 2 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

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