Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (6 Nov 2008 to 7 Sep 2010)
- CF28 Systems and controls (1 Nov 2007 to 18 Apr 2013)
- CF29 Significant management (1 Nov 2007 to 9 Jan 2009)
- CF14 Risk Assessment (17 Nov 2003 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (17 Nov 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.