Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF10 Compliance Oversight (6 Nov 2008 to 7 Sep 2010)
    • CF28 Systems and controls (1 Nov 2007 to 18 Apr 2013)
    • CF29 Significant management (1 Nov 2007 to 9 Jan 2009)
    • CF14 Risk Assessment (17 Nov 2003 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (17 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.