David Mapplebeck

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company

    FRN 122020

    • [FCA CF] Material risk taker (since 26 Jan 2023)
    • [FCA CF] Significant management (since 5 Jul 2017)
    • [FCA CF] Manager of certification employee (8 Jan 2025 to 1 Sep 2025)
  • Northern Trust Securities LLP

    FRN 465131

    • [FCA CF] Significant management (since 1 Mar 2020)
    • [FCA CF] Manager of certification employee (8 Jan 2025 to 1 Sep 2025)
  • Northern Trust Global Services SE

    FRN 829966

    • [FCA CF] Significant management (since 1 Mar 2019)
    • [FCA CF] Manager of certification employee (8 Jan 2025 to 1 Sep 2025)
  • Northern Trust Investor Services Limited

    FRN 927658

    • [FCA CF] Significant management (since 25 May 2021)
    • [FCA CF] Manager of certification employee (8 Jan 2025 to 1 Sep 2025)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • [FCA CF] Manager of certification employee (8 Jan 2025 to 1 Sep 2025)
    • [FCA CF] Significant management (1 Mar 2020 to 2 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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