David Malcolm Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NEL Fund Managers Limited (no longer approved here)

    FRN 148550

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2022)
    • CF30 Customer (22 Sep 2011 to 8 Dec 2019)
    • CF27 Investment Management (9 Oct 2006 to 21 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.