Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (24 Jul 2020 to 2 Dec 2021)
- [FCA CF] Client dealing (17 Sep 2018 to 2 Dec 2021)
- CF30 Customer (19 Oct 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 18 Mar 2008)
- CF21 Investment Adviser (23 Aug 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (21 Oct 2004 to 16 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.