Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Significant management (28 Sep 2022 to 30 Jun 2024)
    • [FCA CF] Material risk taker (18 Feb 2021 to 30 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Feb 2021 to 30 Jun 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Significant management (16 Aug 2019 to 31 Aug 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Aug 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Aug 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF10a CASS Oversight function (8 Oct 2014 to 6 Mar 2016)
    • CF29 Significant management (3 Dec 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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