David Lloyd Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hugh James Solicitors (no longer approved here)

    FRN 231167

    • CF22 Investment Adviser (Trainee) (20 Feb 2007 to 20 Feb 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (20 Sep 2004 to 10 Feb 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (3 Jan 2002 to 24 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.