David Lloyd Christie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 24 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 5 Sep 2024)
    • [FCA CF] Material risk taker (since 5 Sep 2024)
    • [FCA CF] Client dealing (since 21 May 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Mar 2018 to 20 May 2024)
    • [FCA CF] Client dealing (18 Sep 2017 to 20 May 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Mar 2018 to 20 May 2024)
    • [FCA CF] Client dealing (18 Sep 2017 to 20 May 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (27 Nov 2012 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (27 Nov 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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