David Lewis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (23 Jul 2025 to 7 Oct 2025)
    • [FCA CF] Significant management (7 Mar 2016 to 16 Feb 2021)
    • CF29 Significant management (20 Mar 2008 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Significant management (7 Mar 2016 to 16 Feb 2021)
    • CF29 Significant management (20 Mar 2008 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (23 Jul 2025 to 7 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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