David Leslie Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (13 Oct 2022 to 29 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Sep 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Sep 2023)
    • CF30 Customer (19 Jun 2008 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
    • CF26 Customer Trading (11 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.