Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Landmark IFA Limited (no longer approved here)

    FRN 225538

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Aug 2005)
    • CF10 Compliance Oversight (24 Feb 2004 to 1 Aug 2005)
    • CF1 Director (24 Feb 2004 to 1 Aug 2005)
    • CF11 Money Laundering Reporting (24 Feb 2004 to 1 Aug 2005)
    • CF8 Apportionment and Oversight (24 Feb 2004 to 1 Aug 2005)
  • Berkeley Morgan Limited (no longer approved here)

    FRN 148577

    • CF11 Money Laundering Reporting (1 Dec 2001 to 17 Mar 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 17 Mar 2003)
    • CF1 Director (1 Dec 2001 to 1 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.