David Lapthorn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ward Goodman Financial Services Ltd (no longer approved here)
FRN 221867
- Responsible for Insurance Distribution (1 Oct 2018 to 1 May 2019)
- Responsible for Insurance Mediation (22 Sep 2008 to 30 Sep 2018)
- CF1 Director (AR) (17 Dec 2007 to 1 May 2019)
- CF8 Apportionment and Oversight (4 Oct 2007 to 31 Mar 2009)
- CF1 Director (31 Mar 2003 to 1 May 2019)
Ward Goodman Asset Management Ltd (no longer approved here)
FRN 574152
- Employed By (1 Feb 2012 to 28 Nov 2017)
Blanchards Bailey Financial Services Ltd (no longer approved here)
FRN 544565
- Employed By (1 Apr 2011 to 1 May 2019)
HK Financial Advice Service Ltd (no longer approved here)
FRN 440977
- Employed By (17 Dec 2007 to 1 May 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.