Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NINETY ONE UK LIMITED
FRN 122420
- [FCA CF] Client dealing (since 15 Oct 2025)
- [FCA CF] Material risk taker (since 15 Oct 2025)
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Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Client dealing (since 15 Oct 2025)
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- [FCA CF] Material risk taker (18 Oct 2024 to 4 Jul 2025)
- [FCA CF] Manager of certification employee (15 Jan 2024 to 4 Jul 2025)
- [FCA CF] Client dealing (15 Jan 2024 to 4 Jul 2025)
- CF30 Customer (1 Nov 2007 to 17 Dec 2008)
- CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (15 Jan 2024 to 4 Jul 2025)
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- [FCA CF] Manager of certification employee (15 Jan 2024 to 4 Jul 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.