Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Oct 2025)
    • [FCA CF] Material risk taker (since 15 Oct 2025)
    • [FCA CF] Client dealing (since 15 Oct 2025)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Material risk taker (18 Oct 2024 to 4 Jul 2025)
    • [FCA CF] Manager of certification employee (15 Jan 2024 to 4 Jul 2025)
    • [FCA CF] Client dealing (15 Jan 2024 to 4 Jul 2025)
    • CF30 Customer (1 Nov 2007 to 17 Dec 2008)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Manager of certification employee (15 Jan 2024 to 4 Jul 2025)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Manager of certification employee (15 Jan 2024 to 4 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.