Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
One Peak Partners LLP
FRN 599239
- [FCA CF] Client dealing (since 11 Feb 2021)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2019)
- CF10 Compliance Oversight (24 Feb 2017 to 8 Dec 2019)
- CF4 Partner (4 Feb 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Feb 2014 to 27 Feb 2017)
- CF30 Customer (4 Feb 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.