David Kirkham Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Algorithmic trading (since 22 Jan 2025)
    • [FCA CF] Manager of certification employee (since 25 Sep 2024)
    • [FCA CF] Material risk taker (since 2 Feb 2022)
    • [FCA CF] Client dealing (since 3 May 2017)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Algorithmic trading (since 22 Jan 2025)
    • [FCA CF] Manager of certification employee (since 25 Sep 2024)
    • [FCA CF] Material risk taker (since 2 Feb 2022)
    • [FCA CF] Client dealing (since 3 May 2017)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (8 Mar 2013 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (8 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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