David King

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • SMF2 Chief Finance (10 Jun 2020 to 1 Apr 2022)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • SMF1 Chief Executive (7 Mar 2016 to 29 Mar 2019)
    • CF3 Chief Executive (13 Apr 2012 to 26 Feb 2013)
    • CF1 Director (19 Jan 2011 to 6 Mar 2016)
    • CF28 Systems and controls (11 Jun 2010 to 25 Feb 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF28 Systems and controls (1 Nov 2007 to 23 Apr 2009)
    • CF13 Finance (27 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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