Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 May 2009 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (3 Sep 2003 to 11 Oct 2004)
    • CF22 Investment Adviser (Trainee) (20 May 2002 to 3 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.