David Khau

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- [FCA CF] Client dealing (17 Jul 2018 to 22 Apr 2021)
Citibank, N.A. (no longer approved here)
FRN 124704
- [FCA CF] Client dealing (17 Jul 2018 to 22 Apr 2021)
Citibank Europe plc (no longer approved here)
FRN 211646
- [FCA CF] Client dealing (17 Jul 2018 to 22 Apr 2021)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF30 Customer (28 Feb 2011 to 2 Apr 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.