David Kettles

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ClearPlan Financial Services Ltd
FRN 796550
- (1)Employed By (since 22 Mar 2024)
- (1)Employed By (8 Jan 2019 to 22 Mar 2024)
2 Plan Wealth Management Limited
FRN 461598
- CF1 Director (AR) (since 3 Dec 2023)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF1 Director (AR) (8 Jan 2019 to 22 Mar 2024)

Updates to this individual's record on the FCA register.

8 hours ago
controlled function removed: Employed By at ClearPlan Financial Services Ltd
8 hours ago
controlled function added: (1)Employed By at ClearPlan Financial Services Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.