David Kenneth Fleet

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partners Wealth Management Solutions Limited

    FRN 739045

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 28 May 2024)
    • CF1 Director (9 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (9 Mar 2016 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (3 Jan 2012 to 30 Jun 2017)
  • Merito Financial Services Ltd (no longer approved here)

    FRN 565825

    • Employed By (3 Jan 2012 to 30 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.