David Kenneth Carter

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ABSOLUTE FINANCIAL MANAGEMENT LIMITED

    FRN 401135

    • SMF3 Executive Director (since 7 Apr 2026)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (2 Nov 2021 to 9 Nov 2024)
  • CMS Mortgages Ltd (no longer approved here)

    FRN 957246

    • Employed By (2 Nov 2021 to 9 Nov 2024)
  • Asset Wise Associates Ltd (no longer approved here)

    FRN 544490

    • Employed By (22 Jul 2020 to 12 Feb 2021)
  • CMS Wealth Ltd (no longer approved here)

    FRN 586862

    • CF1 Director (AR) (22 Jul 2020 to 9 Feb 2021)
    • CF30 Customer (22 Jul 2020 to 12 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • CF1 Director (2 Oct 2018 to 8 Dec 2019)
  • Monenti Partners Ltd (no longer approved here)

    FRN 485058

    • CF1 Director (21 Mar 2018 to 2 Aug 2019)
    • CF30 Customer (21 Mar 2018 to 2 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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