Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (21 Jun 2021 to 21 Jun 2024)
- [FCA CF] Functions requiring qualifications (21 Jun 2021 to 21 Jun 2024)
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- SMF3 Executive Director (9 Dec 2019 to 19 Feb 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 19 Feb 2024)
- CF10 Compliance Oversight (4 Apr 2017 to 6 Dec 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 19 Feb 2024)
- Responsible for Insurance Mediation (5 Jul 2007 to 30 Sep 2018)
- CF1 Director (5 Jul 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.