David Keith Woodward

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Woodward Financials Limited

    FRN 935116

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 7 Dec 2022)
    • SMF16 Compliance Oversight (since 12 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Feb 2021)
    • SMF3 Executive Director (since 12 Feb 2021)
    • [FCA CF] Client dealing (since 12 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2021)
    • Responsible for Insurance Distribution (since 12 Feb 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (16 Mar 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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