David Keith Parsons

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Apr 2019)
    • CF30 Customer (since 30 Jan 2019)
  • Midland Financial Planning Limited

    FRN 200978

    • (1)Employed By (since 30 Jan 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 7 Dec 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • David Keith Parsons (no longer approved here)

    FRN 446470

    • Employed By (27 Feb 2006 to 7 Dec 2012)
  • Keith Wilfred Savage (no longer approved here)

    FRN 216074

    • (6)Employed By (1 Dec 2001 to 27 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Midland Financial Planning Limited

  2. controlled function added: (1)Employed By at Midland Financial Planning Limited