David Keegan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (28 Nov 2007 to 10 Dec 2010)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (26 Jul 2005 to 20 Dec 2006)
- CF22 Investment Adviser (Trainee) (6 Oct 2004 to 26 Jul 2005)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- CF22 Investment Adviser (Trainee) (28 Jan 2004 to 8 Sep 2004)
Royal London Unit Trust Managers Limited (no longer approved here)
FRN 144037
- CF22 Investment Adviser (Trainee) (28 Jan 2004 to 8 Sep 2004)
Royal London Savings Limited (no longer approved here)
FRN 191237
- CF22 Investment Adviser (Trainee) (28 Jan 2004 to 8 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.