David Julian Valentine

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arborfield Wealth Limited

    FRN 987996

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jul 2023)
    • SMF3 Executive Director (since 17 Jul 2023)
    • [FCA CF] Client dealing (since 17 Jul 2023)
    • Responsible for Insurance Distribution (since 17 Jul 2023)
    • SMF16 Compliance Oversight (since 17 Jul 2023)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Functions requiring qualifications (27 Oct 2021 to 29 Jul 2022)
    • [FCA CF] Client dealing (27 Oct 2021 to 29 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (27 Oct 2021 to 28 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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