Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (13 Feb 2018 to 22 May 2019)
- [FCA CF] Material risk taker (13 Feb 2018 to 11 Jan 2021)
- CF30 Customer (1 Nov 2007 to 7 Jan 2013)
- CF21 Investment Adviser (12 Sep 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Apr 2005 to 12 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.