David Julian Charter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WALPOLE FINANCIAL LIMITED

    FRN 459771

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2009 to 4 Jan 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Kenrick Paul Sayers (no longer approved here)

    FRN 192053

    • (7)Employed By (4 Oct 2000 to 27 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

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