Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LK Asset Management LLP
FRN 496059
- 14. Managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 28 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 28 Apr 2025)
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- Employed By (2 Apr 2024 to 21 Apr 2025)
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- CF30 Customer (2 Apr 2024 to 21 Apr 2025)
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- [FCA CF] Functions requiring qualifications (2 Apr 2024 to 4 Apr 2025)
- [FCA CF] Client dealing (2 Apr 2024 to 4 Apr 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.