David Joseph Riordan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (20 May 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (20 May 2014 to 6 Mar 2016)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF30 Customer (31 Mar 2009 to 17 Jun 2013)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF16 Significant Mgt (Desgntd Investment Business) (11 Dec 2003 to 2 Feb 2004)
    • CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.