David Joseph Duffy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF3 Chief Executive (15 Oct 2018 to 31 Aug 2019)
    • CF1 Director (15 Oct 2018 to 31 Aug 2019)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • SMF1 Chief Executive (7 Mar 2016 to 1 Oct 2024)
    • CF3 Chief Executive (5 Jun 2015 to 6 Mar 2016)
    • CF1 Director (5 Jun 2015 to 6 Mar 2016)
  • Yorkshire Bank Home Loans Limited (no longer approved here)

    FRN 303825

    • CF3 Chief Executive (5 Jun 2015 to 9 Dec 2019)
    • CF1 Director (5 Jun 2015 to 9 Dec 2019)
  • CYB Intermediaries Limited (no longer approved here)

    FRN 305065

    • CF3 Chief Executive (5 Jun 2015 to 9 Dec 2019)
    • CF1 Director (5 Jun 2015 to 9 Dec 2019)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF8 Apportionment and Oversight (4 Oct 2006 to 31 Oct 2007)
    • CF3 Chief Executive (4 Oct 2006 to 5 Oct 2010)
    • CF1 Director (4 Oct 2006 to 5 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

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