Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (2 Aug 2021 to 1 Jul 2025)
- [FCA CF] Client dealing (2 Aug 2021 to 1 Jul 2025)
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- CF30 Customer (16 Jun 2014 to 23 Feb 2018)
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- Employed By (16 Jun 2014 to 23 Feb 2018)
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- Employed By (7 Jul 2009 to 6 Mar 2014)
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- CF21 Investment Adviser (11 Nov 2002 to 8 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.