David John Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Active Investment Managers Limited (no longer approved here)

    FRN 125581

    • CF1 Director (11 Dec 2012 to 31 Oct 2014)
    • CF30 Customer (1 Nov 2007 to 1 Nov 2016)
    • CF21 Investment Adviser (1 Jul 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Oct 2014)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Oct 2014)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 22 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.