David John Walton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 2 Jun 2020)
- CF1 Director (AR) (since 26 May 2020)
- CF1 Director (AR) (28 Jan 2016 to 2 Mar 2020)
Walton Financial Solutions Ltd
FRN 925521
- (1)Employed By (since 26 May 2020)
Commercial Finance Brokers UK Limited (no longer approved here)
FRN 736199
- CF1 Director (AR) (7 Sep 2023 to 16 Jul 2024)
Advance Mortgage Funding Limited (no longer approved here)
FRN 305008
- CF1 Director (AR) (1 Nov 2015 to 11 Mar 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.