David John Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • SMF19 Head of Overseas Branch/Head of Overseas (22 Jun 2023 to 30 Nov 2024)
  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2023 to 30 Nov 2024)
    • Responsible for Insurance Distribution (20 Feb 2020 to 20 Feb 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Mar 2023)
    • CF2 Non Executive Director (18 Oct 2010 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • Responsibility for MCD Intermediation (20 Feb 2020 to 12 Mar 2021)
    • Responsible for Insurance Distribution (20 Feb 2020 to 12 Mar 2021)
    • SMF24 Chief Operations (2 Oct 2018 to 7 Feb 2022)
    • SMF1 Chief Executive (7 Mar 2016 to 30 Nov 2024)
    • CF3 Chief Executive (25 Jul 2011 to 6 Mar 2016)
    • CF1 Director (1 Jul 2011 to 6 Mar 2016)
    • CF14 Risk Assessment (1 Dec 2001 to 15 Jan 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • Responsible for Insurance Distribution (20 Feb 2020 to 20 Feb 2020)
    • SMF24 Chief Operations (2 Oct 2018 to 7 Feb 2022)
    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 30 Nov 2024)
    • CF3 Chief Executive (25 Jul 2011 to 6 Mar 2016)
    • CF1 Director (1 Jul 2011 to 6 Mar 2016)
    • CF14 Risk Assessment (30 Jan 2006 to 15 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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