David John Thomas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (1 Nov 2007 to 22 Dec 2009)
- CF7 Sole Trader (AR) (12 Oct 2006 to 31 Jan 2007)
- CF21 Investment Adviser (2 Apr 2004 to 31 Oct 2007)
Boston Financial Services (no longer approved here)
FRN 458108
- Employed By (12 Oct 2006 to 22 Dec 2009)
NR Pym Financial Management Ltd (no longer approved here)
FRN 228793
- Employed By (22 Apr 2004 to 4 Jun 2007)
BT & R Financial Services Ltd (no longer approved here)
FRN 163534
- Employed By (1 Oct 1998 to 7 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.