David John Taplin

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Best Practice IFA Group Limited
FRN 223112
- CF4 Partner (AR) (since 7 Oct 2021)
- CF2 Non Executive Director (AR) (9 Apr 2020 to 6 Mar 2025)
Verum Financial LLP
FRN 915016
- Employed By (since 7 Oct 2021)
Moore Kingston Smith Financial Advisers Ltd (no longer approved here)
FRN 558116
- (8)Employed By (16 Nov 2011 to 16 Mar 2020)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF21 Investment Adviser (1 Mar 2005 to 18 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.