Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (29 May 2009 to 10 Sep 2014)
- CF30 Customer (1 Nov 2007 to 10 Sep 2014)
- CF23 Corporate Finance Adviser (14 May 2004 to 12 Jan 2005)
- CF24 Pension Transfer Specialist (14 May 2004 to 31 Oct 2007)
- CF1 Director (4 Feb 2004 to 10 Sep 2014)
- CF21 Investment Adviser (28 May 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.